Whether a generative-AI incident is a policy breach or a model defect from EU

Situation

An examiner request for the current model inventory put EU AI Act high-risk classification worksheet in front of chief AI officer in a bank preparing for a model-risk exam. This AI Governance / Inventory and Regulatory Fit close is a generative-AI incident is from EU AI Act high-risk classification worksheet, and the live options are A generative-AI incident is a policy breach, A model defect.

Decision

Chief AI officer in a bank preparing for a model-risk exam must choose A generative-AI incident is a policy breach / A model defect using EU AI Act high-risk classification worksheet after an examiner request for the current model inventory.

Hypotheses to test

• EU AI Act high-risk classification worksheet reads as A generative-AI incident is a policy breach once an examiner request for the current model inventory is lined up to the same AI Governance population.
• EU AI Act high-risk classification worksheet is closer to A model defect after an examiner request for the current model inventory; A generative-AI incident is a policy breach would over-claim this Inventory and Regulatory Fit extract.
• A dual reading is still live in EU AI Act high-risk classification worksheet for chief AI officer in a bank preparing for a model-risk exam.
• EU AI Act high-risk classification worksheet is missing the fact chief AI officer needs after an examiner request for the current model inventory; stop this AI Governance close.

Analysis required

• Reproduce the incident row in EU AI Act high-risk classification worksheet and say whether it ever touched production data.
• Split policy-or-governance failure from a model defect using prompts, outputs, and human edits in EU AI Act high-risk classification worksheet.
• Reproduce the incident row in EU AI Act high-risk classification worksheet and say whether it ever touched production data.
• For this AI Governance Inventory and Regulatory Fit file, read EU AI Act high-risk classification worksheet against an examiner request for the current model inventory and write the one fact that would move a generative-AI incident is for chief AI officer.

Recommendation

Choose A generative-AI incident is a policy breach / A model defect on this AI Governance / Inventory and Regulatory Fit packet (EU AI Act high-risk classification worksheet after an examiner request for the current model inventory). Lead with the AI Governance option EU AI Act high-risk classification worksheet can support after an examiner request for the current model inventory, then the two facts that force it, then the Monday action for chief AI officer in a bank preparing for a model-risk exam.

Command returns

• Bottom-line AI Governance option on a generative-AI incident is, then the evidence in EU AI Act high-risk classification worksheet, then the action for chief AI officer
• Hypothesis scorecard against EU AI Act high-risk classification worksheet: supported / rejected / untestable
• Owner and next date for chief AI officer in a bank preparing for a model-risk exam
• What changes a generative-AI incident is if an examiner request for the current model inventory is later withdrawn